Unclaimed
Michael Brooks Brown is a financial advisor with Fidelity Personal And Workplace Advisors. Michael has over 10 years of experience in the financial services industry. Michael is registered with the Securities and Exchange Commission (SEC) as an Investment Adviser Representative (IAR) and with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative (RR). Michael holds the Series 6, 7, 9, 10, 63, and 65 licenses. Michael has a broad range of experience, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Michael is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DC
09/08/2022 - Present
Fidelity Personal AND Workplace Advisors (WASHINGTON DC)
MA
09/19/2012 - 11/19/2013
SIGNATOR INVESTORS, INC. (ANDOVER MA)
IA
Issued 08/13/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/18/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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