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Michael Broderick Prendergast

American Capital Partners, LLC

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About Michael Broderick Prendergast

Michael Prendergast is a financial professional with over 28 years of experience in the financial services industry. Michael currently is registered with American Capital Partners, LLC, where he has been working since 2002. Previously, Michael held positions at Milestone Financial Services, Inc., Investec Ernst & Company, Royce Investment Group, Inc., and Kensington Wells Incorporated.

Firm Information

Michael Prendergast is currently registered with American Capital Partners, LLC. American Capital Partners, LLC is a Limited Liability Company formed in December 2001. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Prendergast’s Registration & Firm History

NY

08/09/2002 - Present

American Capital Partners, LLC (HAUPPAUGE NY)

NY

05/15/2000 - 08/06/2002

MILESTONE FINANCIAL SERVICES, INC. (BOHEMIA NY)

NY

10/29/1999 - 06/15/2000

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

01/13/1997 - 10/29/1999

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

NA

08/24/1994 - 12/04/1996

KENSINGTON WELLS INCORPORATED

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Licenses & Designations

BC

Issued 08/16/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 18 public disclosures for Michael Broderick Prendergast. Review regulatory record here.
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