Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brian Wieczorek is a financial advisor based in CHARLOTTE, NC with over 30 years of experience in the industry. Michael is currently registered with Wells Fargo Securities, LLC. Prior to joining Wells Fargo Securities, Michael was employed at U.S. BANCORP INVESTMENTS, INC., MF GLOBAL INC., NOMURA SECURITIES INTERNATIONAL, INC., FORTIS SECURITIES LLC, ABN AMRO INCORPORATED, and UBS WARBURG LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/09/2015 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
04/11/2013 - 04/07/2015
U.S. BANCORP INVESTMENTS, INC. (NEW YORK NY)
NY
07/21/2009 - 12/05/2011
MF GLOBAL INC. (NEW YORK NY)
NY
01/20/2009 - 07/16/2009
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
03/10/2006 - 01/21/2009
FORTIS SECURITIES LLC (NEW YORK NY)
CT
06/18/2002 - 03/08/2006
ABN AMRO INCORPORATED (STAMFORD CT)
NY
07/28/1988 - 02/14/2001
UBS WARBURG LLC (NEW YORK NY)
NA
10/25/1984 - 10/06/1988
SHEARSON LEHMAN HUTTON INC.
BC
Issued 02/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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