linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Brian Welch

Nuveen Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Brian Welch

Michael Welch is a financial advisor with over 25 years of experience in the industry. Michael currently works at Nuveen Securities, LLC. Michael is a registered representative in 53 states and the District of Columbia. Michael holds Series 7, Series 63, Series 65 and SIE licenses. Prior to Nuveen Securities, LLC, Michael worked at Foreside Fund Services, LLC, Rothschild Inc., Robeco Securities, LLC, Coast Asset Securities LLC, and Lazard Freres & Co. LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Michael Welch is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Welch’s Registration & Firm History

NY

03/16/2017 - Present

Nuveen Securities, LLC (New York NY)

ME

08/25/2014 - 03/30/2017

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

NY

03/20/2012 - 08/27/2014

ROTHSCHILD INC. (NEW YORK NY)

MA

01/14/2010 - 09/30/2011

ROBECO SECURITIES, L.L.C. (BOSTON MA)

CA

06/20/2003 - 12/08/2008

COAST ASSET SECURITIES LLC (SAUSALITO CA)

NY

01/12/2000 - 06/09/2003

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

07/14/1994 - 11/26/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Michael Brian Welch is right for you?

Licenses & Designations

IA

Issued 08/02/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Michael Brian Welch. Review regulatory record here.
Not sure if Michael Brian Welch is right for you?