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Michael Brian Tuohy

ETC Brokerage Services, LLC

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About Michael Brian Tuohy

Michael Brian Tuohy is a financial professional with over 20 years of experience in the financial services industry. Michael has held various roles at prominent firms including Wachovia Securities, LLC, Wachovia Capital Markets, LLC, and National Financial Services LLC. Michael has been registered with the Financial Industry Regulatory Authority (FINRA) since 2002 and holds multiple licenses, including Series 3, 4, 7, 24, 66 and SIE. Currently, Michael is a Registered Representative at ETC Brokerage Services, LLC.

Firm Information

Michael Tuohy is currently registered with ETC Brokerage Services, LLC. ETC Brokerage Services, LLC is a Limited Liability Company formed in May 2007. It is registered with the SEC and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Tuohy’s Registration & Firm History

TX

06/21/2024 - Present

ETC Brokerage Services, LLC (Dallas TX)

NJ

07/01/2010 - 03/30/2020

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NC

07/01/2003 - 11/17/2005

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

05/23/2002 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 06/18/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/10/2003

Series 24 - General Securities Principal Examination

BC

Issued 12/02/2002

Series 4 - Registered Options Principal Examination

BC

Issued 03/13/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2010

Series 7 - General Securities Representative Examination

BC

Issued 12/23/1997

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Brian Tuohy.
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