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Michael Brian Primasing

Mizuho Securities USA LLC

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About Michael Brian Primasing

Michael Primasing has been in the securities industry since September 1, 1985. Michael is currently registered with Mizuho Securities USA LLC, a broker-dealer. Previously, Michael was registered with ABN AMRO Incorporated, LaSalle Financial Services, Inc., BANC ONE CAPITAL MARKETS, INC., HSBC Securities (USA) INC., CM&M FUTURES INC., and EQUITEC SECURITIES COMPANY. Michael has passed several industry exams including the Series 7, Series 3, Series 9, Series 10, Series 24, Series 52TO, and Series 63. Michael is registered to provide securities services in 52 states and the District of Columbia.

Firm Information

Michael Primasing is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Primasing’s Registration & Firm History

NY

06/02/2008 - Present

Mizuho Securities USA LLC (NEW YORK NY)

CA

06/19/2006 - 04/23/2008

ABN AMRO INCORPORATED (SAN FRANCISCO CA)

IL

10/03/2005 - 10/01/2007

LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)

CT

07/26/2004 - 10/05/2005

ABN AMRO INCORPORATED (STAMFORD CT)

IL

05/15/2002 - 07/14/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

NY

07/25/1987 - 05/09/2002

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

08/26/1988 - 12/14/1990

CM&M FUTURES INC. (NEW YORK NY)

NA

04/06/1984 - 04/21/1986

EQUITEC SECURITIES COMPANY

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Licenses & Designations

BC

Issued 08/07/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/20/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 03/20/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1987

Series 3 - National Commodity Futures Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Brian Primasing.
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