Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brian Mola is a financial advisor who has been in the industry since 2013. Michael is currently registered with UBS Financial Services Inc. in Weehawken, New Jersey. Michael is a Series 7, 99, and SIE licensed professional. Before joining UBS Financial Services Inc. Michael was registered with UBS Securities LLC in Stamford, Connecticut. Michael has experience in providing financial advice to individuals, businesses, and institutions. Michael also has experience in portfolio management, financial planning, and pension consulting. Michael is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/14/2022 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
CT
11/18/2013 - 04/14/2022
UBS SECURITIES LLC (STAMFORD CT)
NJ
01/04/2017 - 02/24/2020
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 06/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 99 - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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