Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brian Mills is an Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. Michael has been in the securities industry since October 27, 2003. Michael has Series 6, 7, and 63 securities licenses, along with Series 65 Investment Advisor license. Michael is registered in several states including Virginia, Texas, California, and New York. Michael has previously worked at Pioneer Funds Distributor, Inc., American Century Investment Services, Inc., and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
10/04/2016 - Present
Cambridge Investment Research Advisors, Inc. (Richmond VA)
MA
10/05/2011 - 09/16/2016
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MO
08/25/2010 - 10/20/2011
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
PA
01/05/2010 - 08/16/2010
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
05/13/2008 - 12/31/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
FL
06/20/2005 - 04/30/2008
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
MO
02/01/2005 - 06/15/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
GA
02/24/2003 - 07/13/2004
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 07/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/21/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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