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Michael Brian Kopec

Nylife Securities LLC

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About Michael Brian Kopec

Michael Brian Kopec is a financial advisor with Nylife Securities LLC, a firm that has been in business since 1999. Michael is a Series 7 and Series 66 licensed representative. He has been in the industry since 2004 and has held previous positions at AXA Advisors, LLC, TIAA-CREF Individual & Institutional Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and PNC Investments. He is currently registered in both New Jersey and New York.

Firm Information

Michael Kopec is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Kopec’s Registration & Firm History

NY

01/28/2019 - Present

Nylife Securities LLC (NEW YORK NY)

NJ

12/18/2017 - 12/11/2018

AXA ADVISORS, LLC (WALL NJ)

NY

08/30/2013 - 09/07/2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

NJ

04/21/2006 - 07/31/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

NJ

11/12/2004 - 04/17/2006

PNC INVESTMENTS (SPRING LAKE HEIGHTS NJ)

NY

02/01/2001 - 11/15/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/02/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/20/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Brian Kopec.
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