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Michael Brian Kettering

Investment Distributors, Inc.

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About Michael Brian Kettering

Michael Kettering is a financial advisor who has been in the industry since 2001. Michael is currently registered with Investment Distributors, Inc. in Covington, Kentucky. Michael is also registered in Alaska, California, Idaho, Nevada, Oregon, and Washington. Michael previously worked for Concourse Financial Group Securities, Inc., Foresters Financial Services, Inc., Global Atlantic Distributors, LLC, ProEquities, Inc., Capital Brokerage Corporation, Allianz Life Financial Services, LLC, and Franklin/Templeton Distributors, Inc. Michael has passed the Series 6, Series 7, and Series 63 exams as well as the Securities Industry Essentials Examination.

Firm Information

Michael Kettering is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Kettering’s Registration & Firm History

KY

01/03/2022 - Present

Investment Distributors, Inc. (Covington KY)

AL

01/21/2020 - 01/03/2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)

NJ

02/14/2017 - 09/11/2018

FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)

CT

09/30/2014 - 09/09/2016

GLOBAL ATLANTIC DISTRIBUTORS, LLC (HARTFORD CT)

AL

04/11/2011 - 09/05/2014

PROEQUITIES, INC. (BIRMINGHAM AL)

VA

03/22/2007 - 01/20/2011

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

MN

10/05/2001 - 03/16/2007

ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

CA

04/17/1998 - 01/10/2001

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

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Licenses & Designations

BC

Issued 10/18/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2014

Series 7 - General Securities Representative Examination

BC

Issued 04/16/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Brian Kettering.
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