Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brian Fink is a financial advisor with over 30 years of experience in the financial industry. Michael has been registered with Raymond James & Associates, Inc. since February 2013. Prior to that, Michael worked for Morgan Keegan & Company, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., and Eверен Securities, Inc. Michael is licensed to sell securities in 13 states, including Ohio, Texas, Florida and California. Michael specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
07/12/2019 - Present
Raymond James & Associates, Inc. (Centerville OH)
OH
03/16/2012 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MIAMISBURG OH)
OH
06/01/2009 - 04/13/2012
MORGAN STANLEY SMITH BARNEY (CENTERVILLE OH)
OH
08/01/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CENTERVILLE OH)
NY
09/25/1995 - 08/04/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
09/04/1990 - 09/29/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
04/20/1988 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
IA
Issued 07/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Fink is the right advisor for you? Invested Better is here to help.
