Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brian Block is a financial advisor who has been in the industry since July 2009. Michael is currently registered with UBS Financial Services Inc. and has been with the firm since April 2011. Prior to joining UBS Financial Services Inc., Michael was registered with Independent Financial Group, LLC and QA3 Financial Corp. Michael holds Series 66, SIE and Series 7 licenses. Michael is a registered Investment Advisor Representative in Iowa, Minnesota, Texas and Wisconsin. Michael is affiliated with the United States Universal Life Church.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
10/28/2021 - Present
UBS Financial Services Inc. (ST PAUL MN)
MN
02/14/2011 - 04/19/2011
INDEPENDENT FINANCIAL GROUP, LLC (BLOOMINGTON MN)
MN
07/02/2009 - 02/11/2011
QA3 FINANCIAL CORP. (BLOOMINGTON MN)
BOTH
Issued 08/06/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Block is the right advisor for you? Invested Better is here to help.
