Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brent capapas Waxelman is a registered representative with Northwestern Mutual Investment Services, LLC. Michael is located in Chesterfield, MO and has been in the financial industry since 2004. Michael is a Series 7, Series 6, Series 63, and Series 7TO licensed professional. Michael previously worked at Janus Distributors LLC. Michael has an active registration with FINRA and is registered in Minnesota, Missouri, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
09/21/2023 - Present
Northwestern Mutual Investment Services, LLC (CHESTERFIELD MO)
CO
04/02/2004 - 02/09/2007
JANUS DISTRIBUTORS LLC (DENVER CO)
BC
Issued 10/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/01/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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