Unclaimed
Michael Brennan is a financial advisor registered with Apollo Global Securities, LLC in New York, NY. Michael has been working in the financial industry since January 1995. Michael is a registered representative with FINRA and holds the Series 7, Series 24, Series 63, Series 79TO and SIE licenses. Prior to joining Apollo Global Securities, LLC, Michael was a financial advisor with Cantor Fitzgerald & Co., Credit Suisse Securities (USA) LLC, North Sea Securities L.P., Citigroup Global Markets Inc., Credit Suisse First Boston LLC, TD Securities (USA) Inc., Deutsche Bank Securities Inc., BT Alex. Brown Incorporated and Alex. Brown & Sons Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/16/2019 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
05/22/2017 - 02/27/2019
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/01/2013 - 06/21/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
05/26/2009 - 05/03/2013
NORTH SEA SECURITIES L.P. (NEW YORK NY)
NY
04/30/2008 - 08/14/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/27/2004 - 04/24/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/06/2001 - 07/21/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
01/26/2001 - 11/20/2001
TD SECURITIES (USA) INC. (NEW YORK NY)
NY
11/06/1998 - 04/05/2000
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
05/21/1997 - 12/02/1998
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
02/16/1993 - 05/27/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 06/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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