Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brendon Cook is an investment advisor representative with Osaic Institutions, Inc., based in Meriden, CT. Michael has been in the industry since 2002. Michael works with both individual and institutional clients. Michael has been registered with FINRA since 2000, and currently holds the Series 6, 7, 52, 53, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
06/01/2008 - Present
Osaic Institutions, Inc. (MERIDEN CT)
VA
08/05/2003 - 06/01/2008
BI INVESTMENTS, LLC (GLEN ALLEN VA)
MO
09/12/2002 - 08/05/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MA
06/05/2000 - 10/12/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/05/2000 - 10/12/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 09/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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