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Michael Brenden Kelly

Cantor Fitzgerald & Co.

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About Michael Brenden Kelly

Michael Brenden Kelly is a financial advisor who has been in the industry since 2007. Michael is currently registered with Cantor Fitzgerald & Co. and has experience with a variety of firms, including RBC Capital Markets, LLC, Citigroup Global Markets Inc., Lehman Brothers Inc., Morgan Stanley & Co., Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is licensed in California and New York and holds the Series 3, 7, 55, 63, 79, and SIE licenses.

Firm Information

Michael Kelly is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Kelly’s Registration & Firm History

CA

11/28/2016 - Present

Cantor Fitzgerald & Co. (SANTA MONICA CA)

NY

05/21/2014 - 09/26/2016

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

CA

07/02/2007 - 02/09/2009

CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)

CA

03/18/2004 - 05/24/2007

LEHMAN BROTHERS INC. (MENLO PARK CA)

NY

10/21/2003 - 03/15/2004

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

08/27/1996 - 06/26/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/29/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/22/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/30/2003

Series 3 - National Commodity Futures Examination

BC

Issued 10/20/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Brenden Kelly.
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