Unclaimed
Michael Brearton Murray is a financial advisor who has been in the industry since June 15, 1992. Michael is currently registered with Btig, LLC and has been with the firm since September 7, 2021. Previously, Michael was employed with Waypoint Direct Investments, LLC, Imperial Capital, LLC, Nomura Securities International, Inc., Cantor Fitzgerald & Co. and Credit Suisse Securities (USA) LLC. Michael is registered in nine states: California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/07/2021 - Present
Btig, LLC (New York NY)
CT
08/21/2019 - 07/01/2021
WAYPOINT DIRECT INVESTMENTS, LLC (STAMFORD CT)
NY
11/07/2016 - 05/30/2018
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
03/22/2010 - 08/08/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
02/23/2009 - 03/11/2010
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
10/11/1990 - 03/05/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 11/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/1999
Series 24 - General Securities Principal Examination
BC
Issued 05/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1990
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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