Unclaimed
Michael Brathwaite is a financial advisor at Morgan Stanley with over 39 years of experience in the financial services industry. Michael specializes in providing investment advice, financial planning and portfolio management for individuals, businesses, and institutions. Michael is registered to provide investment advisory services in New York and Texas and broker-dealer services in 27 states. Michael also serves as a Director for the Business Network International.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/14/2020 - Present
Morgan Stanley (New York NY)
NY
04/03/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
04/21/1997 - 04/12/2007
UBS FINANCIAL SERVICES INC. (WHITE PLAINS NY)
NY
10/16/1990 - 04/29/1997
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
07/20/1983 - 10/17/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/29/1982 - 01/26/1983
FIRST INVESTORS CORPORATION
BC
Issued 08/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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