Unclaimed
Michael Brandon Scott is a financial advisor associated with Wells Fargo Clearing Services, LLC, which is based in St. Louis, MO. Michael is a Registered Representative and has been in the industry since May 24, 2021. Michael has passed the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). He is located in the Pasadena branch office and works with a wide range of clients including individuals, corporations, and charitable organizations. Michael focuses on providing personalized financial advice and investment management services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/25/2021 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
BC
Issued 05/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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