Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Matthiesen is a financial advisor with Tradestation Securities, Inc., based in Chicago, IL. Michael has been in the financial services industry since 2013. Michael holds the following licenses: Series 6, 7, 3, 24, 34, 57TO, 63, and 65. Michael is registered with FINRA. Michael previously worked at Northern Trust Securities, Inc. and ING Financial Partners, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/06/2014 - Present
Tradestation Securities, Inc. (CHICAGO IL)
IL
07/22/2013 - 10/31/2014
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
10/01/2012 - 04/24/2013
ING FINANCIAL PARTNERS, INC. (CHICAGO IL)
IA
Issued 11/27/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2016
Series 24 - General Securities Principal Examination
BC
Issued 02/14/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2015
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 12/06/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/28/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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