Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Bradford Ketchum is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Tiaa-Cref Individual & Institutional Services, LLC, in Alabama. Before joining Tiaa-Cref, Michael was with BBVA SECURITIES INC. in Mobile, Alabama, and BBVA COMPASS INVESTMENT SOLUTIONS, INC in Birmingham, Alabama. Michael is also a registered representative with BBVA SECURITIES INC.. Michael is a Series 66, Series 53, Series 4, Series 24, Series 52TO, SIE, and Series 7 licensed professional. Michael focuses on providing financial planning, selection of other advisers, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
AL
10/11/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Mountain Brook AL)
AL
05/16/2013 - 08/23/2021
BBVA SECURITIES INC. (MOBILE AL)
AL
01/08/2004 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)
NY
05/31/2002 - 01/21/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 01/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/22/2005
Series 4 - Registered Options Principal Examination
BC
Issued 05/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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