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Michael Brackstone Stein

Chatham Financial Securities LLC

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About Michael Brackstone Stein

Michael Brackstone Stein is a financial advisor with Chatham Financial Securities LLC. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, SIE, and Series 79 licenses. Michael has been working in the financial industry since 2012. Prior to joining Chatham Financial Securities LLC, Michael was employed with KKR Capital Markets LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Michael Stein is currently registered with Chatham Financial Securities LLC. Chatham Financial Securities LLC is a Limited Liability Company formed on March 27, 2000. The firm is registered in California, Colorado, Connecticut, New York, and Pennsylvania and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Stein’s Registration & Firm History

NY

07/18/2024 - Present

Chatham Financial Securities LLC (New York NY)

NY

10/27/2021 - 05/09/2023

KKR CAPITAL MARKETS LLC (NEW YORK NY)

NC

11/05/2012 - 06/02/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 12/13/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Brackstone Stein.
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