Unclaimed
Michael Brackstone Stein is a financial advisor with Chatham Financial Securities LLC. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, SIE, and Series 79 licenses. Michael has been working in the financial industry since 2012. Prior to joining Chatham Financial Securities LLC, Michael was employed with KKR Capital Markets LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/18/2024 - Present
Chatham Financial Securities LLC (New York NY)
NY
10/27/2021 - 05/09/2023
KKR CAPITAL MARKETS LLC (NEW YORK NY)
NC
11/05/2012 - 06/02/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BC
Issued 12/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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