Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael McCauley is a financial advisor with over 24 years of experience in the financial services industry. Michael is currently registered with Corebridge Capital Services, Inc. Michael has held previous positions at Pruco Securities, LLC., Prudential Annuities Distributors, Inc, Hartford Life Distributors, LLC, Hartford Investment Financial Services, LLC, Hartford Securities Distribution Company, Inc., Hartford Equity Sales Company Inc., Travelers Distribution LLC, TL&A Insurance Distribution LLC, Tower Square Securities, Inc., MML Distributors, LLC, MML Investors Services, Inc. and G. R. Phelps & Co., Inc. Michael has passed the Securities Industry Essentials Examination, the Investment Company Products/Variable Contracts Representative Examination and the Investment Company Products/Variable Contracts Principal Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/04/2021 - Present
Corebridge Capital Services, Inc. (JERSEY CITY NJ)
NJ
06/26/2018 - 04/17/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
06/01/2012 - 04/17/2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
03/27/2012 - 05/17/2012
HARTFORD LIFE DISTRIBUTORS, LLC (SIMSBURY CT)
CT
05/30/2006 - 05/17/2012
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (SIMSBURY CT)
CT
05/30/2006 - 05/17/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)
CT
12/14/2005 - 05/17/2012
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
05/25/2005 - 08/30/2005
TRAVELERS DISTRIBUTION LLC (HARTFORD CT)
CT
09/09/2004 - 08/30/2005
TL&A INSURANCE DISTRIBUTION LLC (HARTFORD CT)
CA
03/13/2003 - 08/30/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MA
06/18/2002 - 07/01/2002
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
03/13/1998 - 12/06/2000
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
03/01/1996 - 12/06/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
05/11/1995 - 03/01/1996
G. R. PHELPS & CO., INC.
BC
Issued 06/27/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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