Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ortiz is a financial professional with over 20 years of experience in the securities industry. Michael is currently registered with Jonestrading in California. Michael holds the Series 7, Series 55, Series 57TO, and Series 63 licenses. Michael has previously been registered with WM Financial Services, Inc. and BANC OF AMERICA INVESTMENT SERVICES, INC. Michael has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/15/2005 - Present
Jonestrading (Encino CA)
CA
04/01/2004 - 04/19/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MA
03/08/2004 - 03/30/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
10/26/2001 - 03/08/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BC
Issued 12/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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