Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Doherty is a financial professional with over 30 years of experience in the industry. Michael is a Registered Representative and Investment Advisor Representative with LPL Enterprise, LLC and is currently registered in New York. Michael is also a licensed investment advisor in New York. Michael has worked with a number of financial institutions over the years, including HSBC Securities (USA) Inc., Prime Capital Services, Inc., Chase Investment Services Corp., BHCM Inc., GNA Securities, Inc., Hasan Growney Co. Inc., J F Lowe & Company Incorporated, Greentree Securities Corp., and Brooks Weinger Robbins & Leeds Inc. Michael holds several industry certifications, including Series 7, 9, 10, 24, 52TO, 53, and 65. Michael provides financial planning, portfolio management, and other advisory services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/14/2024 - Present
LPL Enterprise, LLC (MASSAPEQUA NY)
NY
06/26/2013 - 02/05/2020
HSBC SECURITIES (USA) INC. (FLUSHING NY)
NY
12/14/2009 - 06/27/2013
PRIME CAPITAL SERVICES, INC. (GREENVALE NY)
NY
08/21/1996 - 11/20/2009
CHASE INVESTMENT SERVICES CORP. (ROSLYN HEIGHTS NY)
TX
02/01/1995 - 08/21/1996
BHCM INC. (HOUSTON TX)
VA
02/22/1991 - 02/01/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
01/15/1990 - 04/02/1991
HASAN GROWNEY CO. INC.
NA
12/08/1988 - 01/17/1990
J F LOWE & COMPANY INCORPORATED
NA
01/04/1988 - 12/13/1988
GREENTREE SECURITIES CORP.
NA
12/18/1984 - 02/03/1988
BROOKS WEINGER ROBBINS & LEEDS INC.
IA
Issued 09/30/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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