Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Birch is a financial advisor with American Enterprise Investment Services Inc. located in Charlotte, North Carolina. Michael has been in the financial services industry since 1994. Michael is registered with the state of Illinois, Minnesota, North Carolina, Pennsylvania. Michael has passed several industry exams including the Series 3, Series 7, Series 9, Series 10, Series 55, Series 57TO, and Series 63. Michael has worked with a number of other firms including LPL FINANCIAL LLC, SEAPORT GLOBAL SECURITIES LLC, CONVERGEX EXECUTION SOLUTIONS LLC, BB&T SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC., INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC, FRIEDMAN, BILLINGS, RAMSEY & CO., INC., A. G. EDWARDS & SONS, INC., PRUDENTIAL EQUITY GROUP, LLC, ABN AMRO INCORPORATED, SALOMON BROTHERS INC., and SMITH BARNEY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
01/02/2024 - Present
American Enterprise Investment Services Inc. (Charlotte NC)
SC
06/12/2018 - 12/18/2023
LPL FINANCIAL LLC (FORT MILL SC)
NY
01/10/2017 - 09/28/2017
SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)
NY
08/13/2015 - 01/11/2017
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
09/18/2014 - 05/21/2015
BB&T SECURITIES, LLC (NEW YORK NY)
GA
06/28/2013 - 08/07/2014
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
NY
04/15/2013 - 05/21/2013
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
04/27/2009 - 04/09/2013
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
VA
12/04/2007 - 02/23/2009
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (ARLINGTON VA)
MO
11/28/2005 - 12/04/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/30/1999 - 10/10/2005
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
CT
02/02/1998 - 07/26/1999
ABN AMRO INCORPORATED (STAMFORD CT)
NY
11/28/1997 - 02/18/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
02/06/1995 - 01/26/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
10/11/1992 - 01/12/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 03/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/10/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/09/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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