Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Beza is a financial advisor who has been in the industry since 2002. Michael is currently registered with J.p. Morgan Securities LLC. Michael has a wide range of experience in the financial industry, having worked with several firms prior to joining J.p. Morgan Securities LLC. In addition to holding Series 7, 63, 55 and SIE licenses, Michael also holds a Series 65 license, allowing Michael to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/19/2013 - Present
J.p. Morgan Securities LLC (MEDFORD NY)
NY
06/10/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WEST BABYLON NY)
NY
07/06/2006 - 11/17/2008
WAMU INVESTMENTS, INC. (MILLER PLACE NY)
NY
04/27/1998 - 03/18/2004
SCHONFELD SECURITIES, LLC (JERICHO NY)
BC
Issued 05/24/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/02/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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