Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Bevan Carroll is a registered investment advisor representative with Aristotle Capital Management, LLC. Michael has been in the securities industry since 1999. Michael is licensed in California. Michael's current firm is based in Los Angeles, California. Michael has previous experience with several firms including IMST Distributors, LLC, GrandFund Investment Group, LLC, Arden Securities LLC, Highmark Funds Distributors, LLC, Pacific Cornerstone Capital Incorporated, Foreside Fund Services, LLC, BlackRock Investments, Inc., FAM Distributors, Inc., Strong Investments, Inc., and Kemper Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
07/07/2015 - Present
Aristotle Capital Management, LLC (RYE NY)
ME
09/04/2014 - 10/24/2023
IMST DISTRIBUTORS, LLC (PORTLAND ME)
NV
04/11/2014 - 06/30/2014
GRANDFUND INVESTMENT GROUP, LLC (RENO NV)
NY
07/12/2012 - 04/01/2014
ARDEN SECURITIES LLC (NEW YORK NY)
ME
01/20/2011 - 07/02/2012
HIGHMARK FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
CA
04/08/2009 - 12/02/2010
PACIFIC CORNERSTONE CAPITAL INCORPORATED (SANTA ANA CA)
NY
01/03/2007 - 01/26/2009
FORESIDE FUND SERVICES, LLC (NEW YORK CITY NY)
NY
09/29/2006 - 03/01/2007
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
NY
11/11/2003 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
WI
07/03/2000 - 10/02/2003
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
IL
08/03/1998 - 07/05/2000
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 06/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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