Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rogers is a registered representative with Allstate Financial Services, LLC. Michael has been in the financial services industry since June 22, 2006. Michael has a Series 6, Series 7, and Series 63 licenses. Michael is registered in Georgia, New York, and South Carolina. Michael has previously worked at CBA Securities LLC and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/25/2011 - Present
Allstate Financial Services, LLC (MASSAPEQUA NY)
CT
06/12/2003 - 10/15/2004
CBA SECURITIES LLC (GREENWICH CT)
NY
11/18/1999 - 05/16/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/20/1997 - 11/24/1999
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BC
Issued 09/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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