Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Bernard Regan is a financial advisor who has been active in the financial services industry since 1998. Currently, Michael is a Registered Representative and Investment Advisor Representative with Fidelity Personal and Workplace Advisors in Boston, Massachusetts. Prior to this role, Michael worked as a Registered Representative with several firms, including Assent LLC, National Financial Services LLC, Rosenthal Collins Equities, L.L.C., Moors & Cabot, Inc., TD Waterhouse Capital Markets, Inc., TD Waterhouse Investor Services, Inc., Service Asset Management Company, and National Financial Services LLC. Michael holds a Series 7, Series 24, Series 55, and Series 63 license. He is also a Certified Financial Planner and has experience in providing a range of financial advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/08/2020 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
IL
05/20/2008 - 04/13/2009
ASSENT LLC (BOLINGBROOK IL)
MA
04/11/2006 - 09/24/2007
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
MI
01/06/2006 - 03/06/2006
ROSENTHAL COLLINS EQUITIES, L.L.C. (NOVI MI)
MA
04/06/2005 - 11/08/2005
MOORS & CABOT, INC. (BOSTON MA)
NE
03/27/2002 - 11/03/2004
TD WATERHOUSE CAPITAL MARKETS, INC. (BELLEVUE NE)
NE
02/04/2002 - 05/31/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TX
09/05/2001 - 12/31/2001
SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)
MA
09/20/1995 - 08/15/2001
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NY
04/25/1996 - 06/25/1996
WAGNER STOTT MERCATOR PARTNERS, L.P. (NEW YORK NY)
MI
07/15/1994 - 08/23/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
MN
03/31/1992 - 09/23/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/31/1992 - 09/23/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/18/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/23/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1998
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
New York Stock Exchange
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