Unclaimed
Michael Nadeau is a financial advisor who has been working in the industry since 1989. Michael currently works at Steward Partners Investment Advisory, LLC, where he has been since September of 2021. Michael also holds registrations as an investment advisor in Maine, New Hampshire, and Texas. Michael's career in finance began in 1989 at John Hancock Distributors, Inc. Prior to joining Steward Partners, Michael worked for RBC Capital Markets, LLC and Raymond James Financial Services, Inc. Michael provides financial consulting, financial planning, and pension consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ME
09/30/2021 - Present
Steward Partners Investment Advisory, LLC (Portland ME)
ME
09/30/2021 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTLAND ME)
ME
02/13/2009 - 01/04/2022
RBC CAPITAL MARKETS, LLC (PORTLAND ME)
ME
05/07/2003 - 02/18/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND ME)
RI
05/06/1996 - 05/13/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
AZ
01/26/1996 - 03/25/1996
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
OH
02/09/1995 - 01/31/1996
KEY INVESTMENTS INC. (CLEVELAND OH)
NY
01/01/1992 - 02/22/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
10/01/1990 - 01/03/1992
JOHN HANCOCK DISTRIBUTORS, INC.
MA
10/01/1990 - 01/03/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
01/16/1989 - 01/03/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
05/04/1989 - 08/21/1989
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 7/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/28/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/8/1994
Series 7 - General Securities Representative Examination
BC
Issued 1/13/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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