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Michael Bernard Nadeau

Steward Partners Investment Advisory, LLC

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About Michael Bernard Nadeau

Michael Nadeau is a financial advisor who has been working in the industry since 1989. Michael currently works at Steward Partners Investment Advisory, LLC, where he has been since September of 2021. Michael also holds registrations as an investment advisor in Maine, New Hampshire, and Texas. Michael's career in finance began in 1989 at John Hancock Distributors, Inc. Prior to joining Steward Partners, Michael worked for RBC Capital Markets, LLC and Raymond James Financial Services, Inc. Michael provides financial consulting, financial planning, and pension consulting services to individuals and businesses.

Firm Information

Michael Nadeau is currently registered with Steward Partners Investment Advisory, LLC. Steward Partners Investment Advisory, LLC is an investment advisor with 354 registered representatives and 254 licensed agents. The firm has a total of 45203 accounts under management with assets totaling $20,433,200,577. Steward Partners Investment Advisory, LLC provides financial planning, pension consulting, selection of other advisors, and portfolio management for individuals. The firm also offers other advisory services including financial consulting. They serve a variety of client types including charitable organizations, corporations or other businesses, high-net-worth individuals, individuals other than high-net-worth, pension and profit sharing plans, and state or municipal government entities.
Steward Partners Investment Advisory, LLC

15 Middle Street

Portland, ME 04101

$20.43B

Assets Under Management

21,758

Total Clients

356

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting

Financial consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Nadeau’s Registration & Firm History

ME

09/30/2021 - Present

Steward Partners Investment Advisory, LLC (Portland ME)

ME

09/30/2021 - 05/27/2022

RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTLAND ME)

ME

02/13/2009 - 01/04/2022

RBC CAPITAL MARKETS, LLC (PORTLAND ME)

ME

05/07/2003 - 02/18/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND ME)

RI

05/06/1996 - 05/13/2003

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

AZ

01/26/1996 - 03/25/1996

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

OH

02/09/1995 - 01/31/1996

KEY INVESTMENTS INC. (CLEVELAND OH)

NY

01/01/1992 - 02/22/1995

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

10/01/1990 - 01/03/1992

JOHN HANCOCK DISTRIBUTORS, INC.

MA

10/01/1990 - 01/03/1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

MA

01/16/1989 - 01/03/1992

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

05/04/1989 - 08/21/1989

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

IA

Issued 7/15/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 4/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 2/28/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/8/1994

Series 7 - General Securities Representative Examination

BC

Issued 1/13/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Bernard Nadeau.
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