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Michael Bernard Gallagher

Loop Capital Markets LLC

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About Michael Bernard Gallagher

Michael Bernard Gallagher is a financial professional with over 39 years of experience in the securities industry. Michael is currently registered with Loop Capital Markets LLC, a firm where he has been employed since March 2001. Previously, Michael has held positions at William E. Simon & Sons Municipal Securities, Inc. and Printo, Kane Group, Inc.. Michael is a Series 7, Series 63, and Series 53 licensed professional with the following registrations: Arizona and New York. Michael's experience and qualifications make him a valuable resource for clients seeking financial guidance.

Firm Information

Michael Gallagher is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Michael Gallagher’s Registration & Firm History

NJ

03/14/2001 - Present

Loop Capital Markets LLC (Clark NJ)

NJ

03/12/1990 - 01/10/2001

WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC. (MORRISTOWN NJ)

NA

09/01/1989 - 02/15/1990

PRINTON, KANE GROUP, INC.

NA

05/25/1983 - 09/01/1989

PRINTON KANE & CO., L.P.

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Licenses & Designations

BC

Issued 08/04/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/1991

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Bernard Gallagher.
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