Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sanford is a financial advisor with UBS Financial Services Inc., a firm with more than $50 billion in assets under management. Michael has over 20 years of experience in the financial services industry. He provides financial planning and investment management services for individuals, families, and businesses. Michael holds a Series 6, 7, 31 and 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
02/26/2016 - Present
UBS Financial Services Inc. (NASHVILLE TN)
TN
06/01/2009 - 03/14/2016
MORGAN STANLEY (NASHVILLE TN)
NY
01/27/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
01/16/2001 - 01/13/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 09/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2009
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 01/04/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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