Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ostow is a financial professional with over 25 years of experience in the industry. Michael is currently registered with Rothschild & Co. US Inc. Michael has previously held roles at UBS Securities LLC, Morgan Stanley & Co. Incorporated, Credit Suisse Securities (USA) LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. Michael is a Series 7, Series 24, and Series 79TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/19/2018 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
NY
01/27/2010 - 07/23/2018
UBS SECURITIES LLC (NEW YORK NY)
NY
09/19/2006 - 01/07/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
12/18/2000 - 09/25/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
03/31/1998 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
01/21/1997 - 04/01/1998
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/03/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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