Unclaimed
Michael Benjamin Migdal is an Investment Advisor Representative at Sanford C. Bernstein & Co., LLC. Michael is based in the Los Angeles, CA office. Michael has been in the industry since July 16, 2017, and has been registered with FINRA since May 22, 2018. Michael holds the Series 63, Series 66, SIE, and Series 7 licenses. In addition to his current role, Michael has previously held the role of Investment Advisor Representative at Advanced Equities, Inc. in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
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2
CA
05/22/2018 - Present
Sanford C. Bernstein & CO., LLC (LOS ANGELES CA)
CA
12/14/2010 - 10/19/2011
ADVANCED EQUITIES, INC. (SAN FRANCISCO CA)
BC
Issued 06/21/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/20/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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