Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Benjamin James is a financial advisor at Wedbush Securities Inc. with over 27 years of experience in the securities industry. Michael James is registered with the state of California, Florida and several other states. Michael is also a registered Investment Advisor Representative. He has passed the Series 7, 63, 66 and SIE exams. In addition to working with individual clients, Michael James provides financial advice to businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/08/2018 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
NY
01/05/2017 - 10/26/2017
T3 TRADING GROUP, LLC (NEW YORK NY)
CA
06/21/1999 - 01/03/2017
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
NY
08/27/1992 - 09/13/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
FL
09/24/1987 - 10/18/1990
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
04/29/1987 - 09/14/1987
SALOMON BROTHERS INC.
BOTH
Issued 04/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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