Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Barry Wasserman is an investment advisor representative with over 40 years of experience in the financial services industry. Michael is registered with Moors & Cabot, Inc. and has been with the firm since 2005. Michael has a broad range of experience, including working with individuals, corporations, and charitable organizations. Michael also has a deep understanding of investment products and strategies. Michael is committed to providing his clients with personalized financial advice that helps them achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
08/02/2007 - Present
Moors & Cabot, Inc. (BOSTON MA)
NY
03/09/2002 - 09/15/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
09/27/1991 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
03/01/1979 - 10/02/1991
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 10/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/1980
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 09/16/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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