Unclaimed
Michael Barraza is a registered investment advisor representative with State Farm Investment Management Corp. Michael has been in the securities industry for over 9 years. Michael is registered in Arizona, California, and Nevada. Michael has passed the Series 6, Series 7TO, Series 63, and Series 65 exams. In addition to being an investment advisor representative, Michael is also an insurance agent with State Farm Mutual Automobile Insurance Company and its affiliates. Michael is dedicated to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
03/09/2023 - Present
State Farm Investment Management Corp. (Ontario CA)
CO
07/18/2017 - 03/02/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
05/06/2014 - 07/12/2017
J.P. MORGAN SECURITIES LLC (THORNTON CO)
IA
Issued 03/25/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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