Unclaimed
Michael Barboza is a financial advisor registered with Fifth Third Securities, Inc. located in Mooresville, NC. Michael Barboza is a Series 7TO, Series 66, and SIE licensed advisor. Michael Barboza has 8 years of experience in the financial services industry and is registered to provide investment advisory services in North Carolina and New Jersey. Michael Barboza has previous experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
08/17/2021 - Present
Fifth Third Securities, Inc. (DAVIDSON NC)
NC
02/11/2020 - 05/17/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BOTH
Issued 7/20/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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