Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Balice is a securities professional with over 15 years of experience in the financial industry. Michael is currently registered with Tradestation Securities, Inc. Michael has held previous roles with COWEN EXECUTION SERVICES LLC, LIQUIDNET, INC., HELFANT GROUP, INC., and BLACKWOOD SECURITIES, LLC. Michael holds Series 7, Series 55, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/22/2022 - Present
Tradestation Securities, Inc. (NEW YORK NY)
NY
08/03/2006 - 11/13/2018
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NY
03/30/2006 - 05/31/2006
LIQUIDNET, INC. (NEW YORK NY)
NY
01/19/2004 - 04/02/2004
HELFANT GROUP, INC. (NEW YORK NY)
NY
12/06/2000 - 04/18/2002
BLACKWOOD SECURITIES, LLC (NEW YORK NY)
BC
Issued 12/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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