Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Bacchus is a registered representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the financial services industry for 12 years. Michael has held previous roles at firms including CREDIT SUISSE SECURITIES (USA) LLC, CG CAPITAL MARKETS, LLC, CAPITAL GUARDIAN, LLC, and C & CO/PRINCERIDGE LLC. Michael has earned the Series 63, 53, 24, 52TO, 57TO, SIE, and 55 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/09/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
03/06/2017 - 09/13/2019
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/17/2014 - 12/15/2016
CG CAPITAL MARKETS, LLC (New York NY)
NY
02/03/2014 - 10/15/2015
CAPITAL GUARDIAN, LLC (NEW YORK NY)
NY
02/17/2011 - 01/30/2014
C & CO/PRINCERIDGE LLC (NEW YORK NY)
BC
Issued 02/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/10/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2011
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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