Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Wolff is a financial advisor with Oppenheimer & Co. Inc. Michael has been a financial advisor for over 16 years. Michael has experience at several firms including HSBC Securities (USA) Inc., Merriman Capital, Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Michael is registered with both FINRA and the state of New Jersey. Michael holds the Series 65, Series 66, Series 7, and SIE licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
01/25/2013 - 06/02/2014
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
06/15/2012 - 01/28/2013
MERRIMAN CAPITAL, INC. (NEW YORK NY)
NY
06/01/2009 - 06/14/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
08/03/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 05/20/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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