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Michael B Noel

Empower Financial Services, Inc.

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About Michael B Noel

Michael Noel is a financial advisor with over 10 years of experience in the financial services industry. Michael has worked with a variety of firms including Prudential Investment Management Services LLC, Nationwide Investment Services Corporation, and Wells Fargo Advisors, LLC. Michael is currently registered with Empower Financial Services, Inc. in North Carolina. Michael holds the Series 7, Series 31, and SIE licenses.

Firm Information

Michael Noel is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Noel’s Registration & Firm History

NC

04/04/2022 - Present

Empower Financial Services, Inc. (Raleigh NC)

NJ

02/07/2019 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

OH

03/07/2014 - 01/14/2019

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

NC

12/20/2012 - 06/28/2013

WELLS FARGO ADVISORS, LLC (WINSTON SALEM NC)

NC

09/30/2011 - 12/21/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WINSTON-SALEM NC)

NC

07/28/2010 - 09/06/2011

MORGAN STANLEY SMITH BARNEY (WINSTON-SALEM NC)

NC

02/10/2009 - 09/15/2009

EDWARD JONES (WINSTON SALEM NC)

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Licenses & Designations

BOTH

Issued 02/20/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 02/09/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael B Noel.
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