Unclaimed
Michael Noel is a financial advisor with over 10 years of experience in the financial services industry. Michael has worked with a variety of firms including Prudential Investment Management Services LLC, Nationwide Investment Services Corporation, and Wells Fargo Advisors, LLC. Michael is currently registered with Empower Financial Services, Inc. in North Carolina. Michael holds the Series 7, Series 31, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/04/2022 - Present
Empower Financial Services, Inc. (Raleigh NC)
NJ
02/07/2019 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
OH
03/07/2014 - 01/14/2019
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NC
12/20/2012 - 06/28/2013
WELLS FARGO ADVISORS, LLC (WINSTON SALEM NC)
NC
09/30/2011 - 12/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WINSTON-SALEM NC)
NC
07/28/2010 - 09/06/2011
MORGAN STANLEY SMITH BARNEY (WINSTON-SALEM NC)
NC
02/10/2009 - 09/15/2009
EDWARD JONES (WINSTON SALEM NC)
BOTH
Issued 02/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 02/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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