Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael B. Napoli is a financial advisor with over 20 years of experience in the industry. He currently works as an investment advisor representative for Mariner Independent in Santa Clara, CA. Michael specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. He is also registered as an investment advisor in several states including California, Georgia, Nevada, and Texas. Michael has a proven track record of helping clients achieve their financial goals and is committed to providing personalized service and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/28/2018 - Present
Mariner Independent (Santa Clara CA)
CA
01/03/2011 - 12/02/2015
WELLS FARGO ADVISORS, LLC (MORGAN HILL CA)
CA
03/27/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SUNNYVALE CA)
CA
10/14/1999 - 04/07/2006
CITIGROUP GLOBAL MARKETS INC. (SAN JOSE CA)
BC
Issued 10/22/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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