Unclaimed
Michael B. Cohen is a registered representative with Northwestern Mutual Investment Services, LLC. Michael has been in the industry since January 2004, and holds the Series 6, 7, 63 and 65 licenses, as well as the SIE exam. Michael is registered to provide investment advice in 28 states. Michael is registered with Northwestern Mutual Investment Services, LLC in Upper Arlington, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
05/18/2012 - Present
Northwestern Mutual Investment Services, LLC (Upper Arlington OH)
IA
Issued 5/15/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2011
Series 7 - General Securities Representative Examination
BC
Issued 1/27/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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