Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael B Cohen is a financial advisor registered with Northwestern Mutual Investment Services, LLC and has been in the industry since January 2004. Michael is registered with the state of Ohio as both a securities broker and an investment advisor. Michael is also registered with 26 other states as a securities broker. Michael has passed the Series 6, Series 7, Series 63, and Series 65 exams. Michael is licensed to sell insurance products through Northwestern Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
05/18/2012 - Present
Northwestern Mutual Investment Services, LLC (Upper Arlington OH)
IA
Issued 05/15/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/27/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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