Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael B. Borders has over 18 years of experience in the financial services industry. Michael is currently registered as a Registered Representative and Investment Advisor Representative with J.P. Morgan Securities LLC. Michael has been with J.P. Morgan Securities LLC since June 2016. Prior to that, Michael was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc. Michael holds Series 7, 6, 63, and 66 licenses as well as the Securities Industry Essentials Examination (SIE). Michael is a licensed investment professional in 27 states and has a broad range of experience and expertise in financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
06/24/2016 - Present
J.p. Morgan Securities LLC (PALM SPRINGS CA)
CA
06/16/2010 - 06/20/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM DESERT CA)
CA
05/29/2007 - 05/03/2010
CITIGROUP GLOBAL MARKETS INC. (ALISO VIEJO CA)
CA
05/19/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (ALISO VIEJO CA)
BOTH
Issued 08/18/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/18/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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