Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Azzaro is a financial advisor who has been working in the industry since 1999. Michael is currently registered with Wells Fargo Clearing Services, LLC and has a branch office in Broomfield, Colorado. Michael is also a registered investment advisor. Previously, Michael has worked with various firms including U.S. Bancorp Investments, Inc., BBVA Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael offers financial planning, investment consulting and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
09/08/2023 - Present
Wells Fargo Clearing Services, LLC (BROOMFIELD CO)
CO
12/04/2018 - 09/14/2023
U.S. BANCORP INVESTMENTS, INC. (WESTMINSTER CO)
CO
12/18/2015 - 12/03/2018
BBVA SECURITIES INC. (LAFAYETTE CO)
AZ
08/13/2015 - 12/16/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
AZ
05/16/2013 - 07/24/2015
BBVA SECURITIES INC. (PEORIA AZ)
AZ
02/22/2013 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (CHANDLER AZ)
AZ
10/01/2012 - 02/21/2013
LPL FINANCIAL LLC (SCOTTSDALE AZ)
AZ
07/09/2012 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (SURPRISE AZ)
AZ
09/09/2010 - 07/19/2011
LPL FINANCIAL LLC (PHOENIX AZ)
AZ
03/20/2009 - 08/05/2010
LPL FINANCIAL CORPORATION (PHOENIX AZ)
CA
10/21/2002 - 12/05/2008
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
SC
04/26/2002 - 10/25/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
PA
11/01/2001 - 03/26/2002
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
OH
04/29/1999 - 07/03/2001
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
WI
10/01/1998 - 04/08/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
IN
10/17/1996 - 11/14/1997
MDS SECURITIES INCORPORATED (CARMEL IN)
BOTH
Issued 07/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2015
Series 4 - Registered Options Principal Examination
BC
Issued 01/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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