Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sumi is a financial advisor registered with Mml Investors Services, LLC. Michael is licensed to sell securities in Florida, New Jersey, Pennsylvania, and South Carolina. Michael also holds Series 6, 7, 24, 26, 53, and 63 licenses. Michael has been working in the securities industry since 1992. Prior to working with Mml Investors Services, LLC, Michael worked with MSI Financial Services, Inc. and Metropolitan Life Insurance Company. Michael specializes in investment company products/variable contracts, general securities, municipal securities, and securities industry essentials.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
06/21/2017 - Present
MML Investors Services, LLC (WALL TOWNSHIP NJ)
NJ
11/28/2005 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (PRINCETON NJ)
NJ
11/28/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WOODBRIDGE NJ)
NJ
08/26/1993 - 12/31/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
NJ
08/13/1992 - 06/14/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 3/11/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 5/2/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/9/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 9/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 2/27/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/1/2006
Series 7 - General Securities Representative Examination
BC
Issued 8/11/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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