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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Jay Scotto has been in the financial services industry since April 12, 1985. Currently, Michael Jay Scotto is registered with Wealthpenn.comllc. Prior to this, Michael Jay Scotto was registered with Legg Mason Investor Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Lehman Brothers Inc. Michael Jay Scotto has 45 state registrations and 4 SRO registrations. Michael Jay Scotto has passed the Series 63, Series 65, Series 7, and Series 24 exams. Michael Jay Scotto specializes in portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/05/2014 - Present
Wealthpenn.comllc (New York NY)
NY
11/29/2011 - 05/23/2014
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
06/01/2009 - 10/12/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/01/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/01/2005 - 04/09/2008
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
07/31/1993 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/21/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/4/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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