Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gefen is a financial advisor with Fidelity Personal And Workplace Advisors. Michael is based in Fairfield, CT and has been working in the financial services industry for over 20 years. Michael has a wide range of experience in financial planning, portfolio management, and investment advisory services. Michael holds Series 7, 24, 55, 63, 65, and 66 licenses. Michael is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
05/13/2019 - Present
Fidelity Personal AND Workplace Advisors (FAIRFIELD CT)
FL
11/28/2017 - 02/28/2018
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
02/27/2009 - 02/12/2010
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
FL
12/08/2004 - 03/02/2009
COMERICA SECURITIES (BOCA ROTAN FL)
NJ
11/17/2003 - 11/19/2004
DOMESTIC SECURITIES, INC. (MONTVALE NJ)
FL
01/01/2002 - 11/14/2003
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
FL
02/11/2000 - 01/01/2002
VFINANCE INVESTMENTS (BOCA RATON FL)
NY
10/30/1997 - 02/15/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/10/1993 - 09/17/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/09/1991 - 12/04/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 12/18/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/5/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/5/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/23/2003
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Michael Gefen is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
